US $214,000,000
Real Estate Debt and Equity Financing
Lead Arranger
UNITED STATES, 2010
This is a pending transaction and this announcement appears as a matter of record only.

US $300,000,000
Credit Enhancement and Structured Loan
Lead Arranger
UNITED STATES, 2010
This is a pending transaction and this announcement appears as a matter of record only.

US $2,787,840
Real Estate Financing provided by Seller
Lead Arranger
UNITED STATES, 2009
This announcement appears as a matter of record only.

US $250,000
Seed capital
Sell-side advisor
AUSTRALIA, 2004 through 2008
This announcement appears as a matter of record only.

Various rounds of pre-revenue debt and equity financing
Issuer's Representative
UNITED STATES, 2007 and 2008
This announcement appears as a matter of record only.

V.P. Trade
Waste Recycle Project

US $75,000,000
Lead Manager
POLAND, 2005
This announcement appears as a matter of record only.

Corporate One Members Airline

US $20,000,000
Equity Private Placement
Financial and Aviation Advisor
AUSTRALIA, 2004
This announcement appears as a matter of record only.

Xiangya Hospital

US $200,000,000
CHINA, 2004
This announcement appears as a matter of record only.

Decorative Plumbing Supplies

Equity Capital
GERMANY, 2003
This announcement appears as a matter of record only.

A.K. Fahrzeuge GmbH

Bus and Horse Transport Float Manufacturers
US $4,000,000
Equity Private Placement
Financial Advisors
GERMANY, 2003
This announcement appears as a matter of record only.

Capital Lease Financing
Lead Arranger
UNITED STATES, 2002
This announcement appears as a matter of record only.

Royal Airlines

Pre-Revenue Equity
Investor
AUSTRALIA, 2002
This announcement appears as a matter of record only.

Oasis Group Inc.

US $55,000,000
Debt financing and structuring for
exchange of real estate for cash and equities
Buyer’s advisor
UNITED STATES, 2001 and 2002
This announcement appears as a matter of record only.

Omni Marketing Australia

US $750,000
Start-up capital equity placement
Investor
AUSTRALIA, 2009
This announcement appears as a matter of record only.

Jet Aviation Partners

US $1,750,000
Pre-revenue equity capital
Investor
1996, United States
This announcement appears as a matter of record only.

Newport Preferred Capital

US $1,000,000
Private Placement
Issuer's Representative
UNITED STATES, 2000
This announcement appears as a matter of record only.

Pinebrook Investment Group Ltd.

US $1,000,000
Private Placement
Issuer's Representative
WEST INDIES, 2000
This announcement appears as a matter of record only.

Windsor Berkshire Group Ltd.

US $435,000,000
Private Placement for Special Purpose Financing
Issuer's Representative
PANAMA, 1999
This announcement appears as a matter of record only.

Windsor Berkshire Group Ltd.

US $10,000,000
Private Placement for Special Purpose Financing
Issuer's Representative
PANAMA, 1999
This announcement appears as a matter of record only.

Major events group Promotions & Events

Equity funding
AUSTRALIA, NEW ZEALAND, 1998
This announcement appears as a matter of record only.

Branson Hills Associates L.P.
and related entities

Various rounds of financing for the President
Investor and Lead Arranger
UNITED STATES, 1997 and 1998
This announcement appears as a matter of record only.

Scottish Bus Lines UK

GB £50,000,000
Management Buy-Out
Administrative Agent and
Sell-Side Advisor to Scottish Municipality
1988, Scotland
This announcement appears as a matter of record only.

British MFI Superstore
Jigsaw Joinery London UK

GB £ 5,000,000
Pre-offering equity
Lead Arranger
1988, AUSTRALIA
This announcement appears as a matter of record only.

Viplas Double Glazed Windows

GB £ 400,000
Seed capital and Mezzanine capital
Investor
1987, UNITED KINGDOM
This announcement appears as a matter of record only.

Phoenix Automated

Beer Line Cleaning Invention
GB £ 50,000
Initial seed capital for testing
Equity capital advisors
1987, UNITED KINGDOM
This announcement appears as a matter of record only.

Maritime Anti Ship-Rollover Device

GB £ 70,000
Seed Capital
1986, UNITED KINGDOM
This announcement appears as a matter of record only.

Sally Prince - Great Portland St Mayfair

Turnaround Advisors
1986, UNITED KINGDOM
This announcement appears as a matter of record only.

Capital formation advisors
At invitation of Royal family
Lead Manager and specialist aviation advisor
1972, SWAZILAND
This announcement appears as a matter of record only.

Johannesburg South African
Mining Project

US $ 1 Million
Research, Assay and Development Funding
Jointly with Banque Hottinger Zurich.
1971, SOUTH AFRICA
This announcement appears as a matter of record only.

Trans West Airlines

AU $100,000
Pre-Offering equity Financing and Organizational Capital
1964, AUSTRALIA
This announcement appears as a matter of record only.